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Do not invest with this entity

This entity appears in one or more regulatory or sanctions lists (SEC PAUSE, DFPI, OpenSanctions). Report to the FBI IC3 at ic3.gov and the FTC at reportfraud.ftc.gov.

Goldman Capital Management

Investment / sanctions alert · opensanctions, sec

SEC PAUSE — Unregistered / Fictitious

This entity is listed by the SEC as unregistered or as a fictitious regulator.

Category: Fictitious Regulators

View on SEC

Sanctions list (OpenSanctions)

Source: us_sec_pause

Goldman Capital Management is impersonating a genuine broker-dealer and investment adviser firm with a similar name but different address - Goldman Capital Management, Inc. (CRD Number: 16736; SEC Numbers: 8-34476 [for the broker-dealer]; 801-25646 [for the investment advisor]), which has the following mailing address: 767 Third Avenue, 25th Floor, New York, NY 10017. The impersonator has NO conne

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What to do if you were targeted

  1. 1.Stop all transfers immediately.
  2. 2.Contact your bank or wire transfer service to attempt a recall.
  3. 3.File a complaint with the FBI IC3 at ic3.gov.
  4. 4.Report to the FTC at reportfraud.ftc.gov.
  5. 5.Report to your state securities regulator via nasaa.org.
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