Back to Investment Alerts

Do not invest with this entity

This entity appears in one or more regulatory or sanctions lists (SEC PAUSE, DFPI, OpenSanctions). Report to the FBI IC3 at ic3.gov and the FTC at reportfraud.ftc.gov.

Global Equities, Inc.

Investment / sanctions alert · opensanctions, sec

SEC PAUSE — Unregistered / Fictitious

This entity is listed by the SEC as unregistered or as a fictitious regulator.

Category: Fictitious Regulators

View on SEC

Sanctions list (OpenSanctions)

Source: us_sec_pause

Global Equities, Inc. may be impersonating a formerly registered broker-dealer firm with a similar name but different address - Global Equities Group, Inc. (CRD Number: 34039; SEC Number: 8-46197), which had the following mailing address: 5 Hanover Square, 22nd Floor, New York, NY 10004. The genuine Global Equities Group, Inc. had its registration with the SEC terminated on March 13, 1998 and is d

Have you been contacted by Global Equities, Inc.?

Share your experience (anonymously). Your submission will be reviewed before being shown.

0 / 2000

What to do if you were targeted

  1. 1.Stop all transfers immediately.
  2. 2.Contact your bank or wire transfer service to attempt a recall.
  3. 3.File a complaint with the FBI IC3 at ic3.gov.
  4. 4.Report to the FTC at reportfraud.ftc.gov.
  5. 5.Report to your state securities regulator via nasaa.org.
All Alerts Report a Charge