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Do not invest with this entity

This entity appears in one or more regulatory or sanctions lists (SEC PAUSE, DFPI, OpenSanctions). Report to the FBI IC3 at ic3.gov and the FTC at reportfraud.ftc.gov.

AIA Capital Markets, LLC

Investment / sanctions alert · opensanctions, sec

SEC PAUSE — Unregistered / Fictitious

This entity is listed by the SEC as unregistered or as a fictitious regulator.

Category: Fictitious Regulators

View on SEC

Sanctions list (OpenSanctions)

Source: us_sec_pause

AIA Capital Markets, LLC is impersonating a formerly registered broker-dealer firm with the same name and address - AIA Capital Markets LLC (CRD Number: 44156; SEC Number: 8-50558). The impersonator has NO connection with, and is not to be confused with, the genuine AIA Capital Markets LLC, which had the following mailing address: 509 Madison Avenue, Suite 2206, New York, NY 10022. The genuine AIA

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What to do if you were targeted

  1. 1.Stop all transfers immediately.
  2. 2.Contact your bank or wire transfer service to attempt a recall.
  3. 3.File a complaint with the FBI IC3 at ic3.gov.
  4. 4.Report to the FTC at reportfraud.ftc.gov.
  5. 5.Report to your state securities regulator via nasaa.org.
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